Fintech Legal Services
SEC Compliance & Startup Counsel
Fintech Legal Services for Financial & Technology Companies.
As fintech evolves, so should you and your legal team.
Technology-Driven Legal Team Redefining the Role of Law in the Fintech Sector
Fintech Law - Your trusted partner for Fintech legal services, SEC compliance, startup legal counsel, startup compliance, digital assets & DEFI, private funds, blockchain, RIA, IP, data privacy.
Why Fintech Law?
- Over 35 years of industry experience.
- In-depth expertise in SEC regulatory and compliance requirements, fund administration, corporate transactions, and startups.
- Fintech legal services tailored for your specific company.
- Innovative legal solutions for financial services and technology companies.
Financial and Technology Regulations are Complex and Can Be a Pain to Navigate
You need an experienced legal team to have your back and support you as you grow. That’s where the talented team at Fintech Law comes in.
Our Expertise
The Fintech Law team offers a variety of Fintech legal services and support to keep your team focused on doing what you do best: growing your business.
Private Funds
Fintech Law’s extensive private fund counsel experience connects through tailored, regulatory risk management, SEC and CFTC compliance, and more.
Registered Funds
Whether mutual fund, closed fund, or something in between, Fintech Law can help with development, governance, and compliance.
RIAs
Our detailed and proven RIA law services include formation, registration, general counsel, and regulatory advice and counsel.
SEC Compliance
Through Fintech Law’s sister company Joot, our technology and services can make SEC compliance easier than ever before.
Startups
Having worked with many startups, Fintech Law can assist with services such as startup counsel, raising capital, IP protection, and more.
Digital Assets
The Fintech Law team is available to help with the formation of blockchain companies, digital asset funds, and regulatory guidance.
Intellectual Property Rights
Regardless of industry or product, our legal team can handle intellectual property development, registration, and protection.
Data & Privacy Compliance
With an advanced understanding of data, asset, and privacy protection, Fintech Law makes sure you and your data are secure.
Trusted, Experienced Securities Professionals
Knowledgeable, Capable, and Ready to Help Your Business Grow
Bo Howell
Managing Director Bo Howell knows securities and investment law. With over 16 years as a securities lawyer and Chief Compliance Officer, Bo has worked as the lead in-house counsel at a Fortune 500 asset manager, at the U.S. Securities and Exchange Commission (SEC) in the Division of Investment Management, and beyond. He has founded two companies, including a RegTech startup, and dozens of startups in legal and advisory capacities. His leadership combines deep regulatory expertise with a passion for leveraging technology to redefine legal services delivery.
Follow the FinTech Blog
The FinTech team works diligently to stay up to date with the latest world reports, SEC announcements, press releases, and more. Read our blog for industry updates.
3 Investment Adviser Representatives Acting as Unregistered Brokers Settle SEC Charges
On January 14, 2025, the Securities and Exchange Commission (SEC) announced that three investment advisor...
Top 10 Strategies for Fundraising in the SaaS FinTech Sector
Raising funds for your SaaS FinTech business is no easy task. Most SaaS founders say...
Record-Setting SEC Enforcement Activity in Q1
When we take a look at the number of SEC enforcement actions during the first...
Connect with us today
We are experts in corporate formation, private and registered funds, capital raising, SEC regulations and everything in between.
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