Our Services
Fintech Law Services
& Startup Legal Services
Innovative legal solutions for financial services and technology companies by experienced FinTech Lawyers.
By Your Side From Formation to Exit
From entity formation and regulatory compliance through fundraising, growth, and eventual exit, our team provides end-to-end startup legal services and fintech law services so you can focus on building your business while we handle every legal detail along the way.
Private Fund Legal Services
When building and managing a private fund, you need an experienced and trusted legal team by your side.
Registered Fund Legal Services
FinTech's experienced registered fund counsel team has the knowledge and tools to help you build, develop, launch, and govern your registered fund.
SEC Compliance Services
With the help of FinTech Law and our partners at Joot, feel reassured that you are always up to date with all regulations in compliance with the SEC.
Startup Legal Services
FinTech Law is here to make sure you feel protected and secure as you navigate the challenges of starting your own business.
Registered Investment Adviser Legal Services
From RIA formation to leadership succession planning, and beyond, FinTech Law is here for you every step of the way.
Digital Assets Law Services
Navigating the murky waters of digital assets can be daunting. That's where FinTech Law comes in.
Intellectual Property Rights Law Services
Regardless of your industry or product, our legal team can handle every in-depth detail of intellectual property development, registration, and protection.
Data & Privacy Compliance Services
With an advanced understanding of data, asset, and privacy protection, FinTech Law can make sure you, your team, and your investors have the protection they need.
FinTech and Regulatory Technology (RegTech)
As the financial industry embraces technology, firms face an increasingly complex regulatory landscape. At FinTech Law, we understand FinTech companies’ unique challenges as they innovate in a highly regulated environment.
Blockchain and Smart Contract Advisory Services
FinTech Law provides legal advice on blockchain technology, smart contract creation, and tokenomics, including regulatory compliance for blockchain-based solutions.
Mergers & Acquisitions Advisory (M&A)
FinTech Law provides specialized legal support for mergers, acquisitions, and joint ventures involving financial services companies and digital assets firms. Our expertise spans due diligence, transaction structuring, and compliance integration.
AML and Financial Crime Compliance
We provide AML compliance and advisory services for investment advisers, funds, and digital asset firms, including developing AML policies, due diligence, and regulatory reporting.
CFTC, Futures, and Derivatives Regulation
Advising on Commodity Futures Trading Commission (CFTC) compliance and derivatives law, including compliance with CFTC and National Futures Association (NFA) regulations for futures, options, and other derivative instruments.
FinTech Attorney
Why work with a FinTech Lawyer?
Deep Industry Experience
Our FinTech Lawyers know what they do, and we do it well. With 35+ years of experiene in fintech, regtech, financial services, securities law, and startup industries, you're in good hands.
Regulatory Mastery
Highly experience in regulatory compliance, with the most up‑to‑date insights and information on SEC, CFTC, AML, data privacy, and compliance requirements.
End‑to‑End Coverage
Comprehensive legal services from formation and fundraising to regulatory filings, M&A transactions, exit planning, and contingency structuring.
Tech‑Driven Approach
We leverage AI-powered legal platforms to deliver fast, efficient, and highly accurate compliance guidance across your business lifecycle.
Customized Legal Solutions
Tailored support for digital assets, blockchain, regtech platforms, private funds, registered funds, RIAs, IP protection, and securities offerings.
Startup‑Friendly Partner
Full-service legal partner for entity formation, fundraising, IP protection, employment law, cybersecurity, and startup regulatory compliance.
Trusted Lifecycle Support
We provide continuous legal counsel from initial launch through growth stages, compliance programming, operational scaling, and exit strategy execution.
Global Readiness
Cross-border legal expertise, including Cayman fund structures, international RIA registration, global compliance alignment, and offshore advisory.
Connect with us today
We are experts in corporate formation, private and registered funds, capital raising, SEC regulations and everything in between.
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