Our Services

The Fintech Law team offers a variety of legal services and support to keep your team focused on doing what you do best: growing your business.

Private Fund Legal Services
Private Fund Legal Services

Private Fund Legal Services

When building and managing a private fund, you need an experienced and trusted legal team by your side.

Registered Fund Legal Services

FinTech's experienced registered fund counsel team has the knowledge and tools to help you build, develop, launch, and govern your registered fund.

Registered Fund Legal Services
Registered Fund Legal Services
SEC Compliance Services

SEC Compliance Services

With the help of FinTech Law and our partners at Joot, feel reassured that you are always up to date with all regulations in compliance with the SEC.

Startup Legal Services

FinTech Law is here to make sure you feel protected and secure as you navigate the challenges of starting your own business.

Startup Legal Services
Startup Legal Services
RIA Legal Services
Registered Investment Adviser Legal Services

Registered Investment Adviser Legal Services

From RIA formation to leadership succession planning, and beyond, FinTech Law is here for you every step of the way.

Digital Assets Law Services

Navigating the murky waters of digital assets can be daunting. That's where FinTech Law comes in.

Digital Assets Law Services
Digital Assets Law Services
Intellectual Property Rights Law Services
Intellectual Property Rights Law Services

Intellectual Property Rights Law Services

Regardless of your industry or product, our legal team can handle every in-depth detail of intellectual property development, registration, and protection.

Data & Privacy Compliance Services

With an advanced understanding of data, asset, and privacy protection, FinTech Law can make sure you, your team, and your investors have the protection they need.

Data & Privacy Compliance Services
Data & Privacy Compliance Services
RegTech Services
RegTech Services

FinTech and Regulatory Technology (RegTech)

As the financial industry embraces technology, firms face an increasingly complex regulatory landscape. At FinTech Law, we understand FinTech companies’ unique challenges as they innovate in a highly regulated environment.

Blockchain and Smart Contract Advisory Services

FinTech Law provides legal advice on blockchain technology, smart contract creation, and tokenomics, including regulatory compliance for blockchain-based solutions.

Blockchain & Smart Contract Advisory
Blockchain and Smart Contract Advisory Services
Mergers & Acquisitions Advisory
Mergers & Acquisitions Advisory

Mergers & Acquisitions Advisory (M&A)

FinTech Law provides specialized legal support for mergers, acquisitions, and joint ventures involving financial services companies and digital assets firms. Our expertise spans due diligence, transaction structuring, and compliance integration.

AML and Financial Crime Compliance

We provide AML compliance and advisory services for investment advisers, funds, and digital asset firms, including developing AML policies, due diligence, and regulatory reporting.

AML & Financial Crime Compliance
AML and Financial Crime Compliance
CFTC, Futures, & Derivatives Regulation
CFTC, Futures, and Derivatives Regulation

CFTC, Futures, and Derivatives Regulation

Advising on Commodity Futures Trading Commission (CFTC) compliance and derivatives law, including compliance with CFTC and National Futures Association (NFA) regulations for futures, options, and other derivative instruments.

Connect with us today

We are experts in corporate formation, private and registered funds, capital raising, SEC regulations and everything in between.

Subscribe to FinTech Law's Legal & Compliance Newsletter

Subscribe to get the latest news and updates regarding the financial tech and regulatory tech industry.